Monday Regulatory Roundup: Here’s What’s Happening in Washington (2/27)

February 27, 2012 at 6:41 pm Leave a comment

Harmonization of Compliance Obligations for Registered Investment

Companies Required To Register as Commodity Pool Operators

AGENCY: Commodity Futures Trading Commission.

ACTION: Proposed rule.

SUMMARY: The Commodity Futures Trading Commission is proposing

amendments to its regulations regarding requirements applicable to

investment companies registered under the Investment Company Act of

1940 (“registered investment companies”) whose advisors will be

subject to registration as commodity pool operators due to changes that

the Commission is adopting.

DATES: Comments should be received on or before April 24, 2012.

Entry filed under: Uncategorized.

Monday Regulatory Roundup: Here’s What’s Happening in Washington (2/20) FinCEN, SARs and Attorneys

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